ASPPA Webcast: How to Avoid or Mitigate Fiduciary Risk-OD
March 7, 2018 To March 7, 2019
Speakers: Bruce L. Ashton, APM; and Fred Reish, APM, Partners, Employee Benefits and Executive Compensation Practice Group, Drinker Biddle & Reath
Experience Level for Attendees: Intermediate to Advanced
Description: Even if you are generally familiar with the fiduciary rules, there can be unexpected pitfalls. This webcast will identify where fiduciary status can exist and explain how to avoid some unwanted surprises, including prohibited transactions. We’ll also discuss the unique risks of taking on a 3(16) administrative fiduciary role, the risk exposure of owners or employees of a TPA who make insurance or investment recommendations to plans or participants, and how recordkeepers can help with investments and advice without becoming fiduciaries.
Recorded webcasts are available for one year after the live air date.